Chad S

@johnsandrewa

United States

English, French, Spanish

About me

I have extensive experience conducting investigations involving global financial institutions and major regulators like the CFTC, SEC, and DOJ. I regularly advise clients on compliance with futures and swaps regulations, including FCM and swap-dealer rules. I handle regulatory exams and provide guidance on derivatives-related transactions. At the CFTC, I led litigation and enforcement efforts focused on market manipulation and misuse of customer funds... Read more

Skills