I will draft rule 144 resale documentation for transfer agents
Licensed US Securities and Corporate Attorney :Bar :192170:
About this Gig
Selling restricted or control securities requires strict adherence to SEC Rule 144. Transfer agents will not process your resale without precise documentation proving you have met holding periods, volume limits, and public information requirements.
As a licensed U.S. Attorney (Bar #192170), I specialize in drafting comprehensive Rule 144 resale documentation to satisfy transfer agent scrutiny.
My Resale Documentation Services Include:
- Preparation of Form 144
- Seller and Broker Representation Letters for Resale
- Rule 144(e) Volume Limitation calculations (for affiliates)
- Verification of current public information requirements
Ensure your stock sale goes smoothly. I deliver accurate, professional legal documentation that allows transfer agents to process your resale efficiently.
Please message me with your transaction details before placing an order.
Field of law:
Business (corporate)
Document type:
Stock option agreement
Legal consulting Gigs are not screened
Please note that there is no screening process for this service. We recommend that you message the freelancer and check all necessary details before placing your order. Pro freelancers in this category have gone through a vetting process. You can find more details here.
Other Legal Consulting Services I Offer
FAQ
Do you file Form 144 with the SEC for me?
This gig covers the meticulous drafting and preparation of Form 144 and accompanying documents. You or your broker will be responsible for the actual submission.
Can you calculate my volume limit if I am an affiliate?
Yes, the Standard and Premium packages include a detailed calculation of your Rule 144(e) volume limits based on the latest trading data and shares outstanding.
How do I prove my holding period?
You will need to provide documentation showing when the shares were fully paid for, such as wire transfer receipts, canceled checks, or executed purchase agreements.
