I will conduct a professional reg d compliance document review

Compliance is not optional when raising capital. I will conduct a professional Regulation D compliance review to ensure your offering materials satisfy the SECs anti-fraud provisions and disclosure requirements. As a licensed attorney, I evaluate your documents for "materiality"ensuring you haven't omitted facts that could lead to regulatory action. This service is essential for issuers who want to ensure their 506(b) or 506(c) offering is bulletproof before it hits the market.

What I will do:

• Audit your PPM for compliance with Rule 506(b) or 506(c) specific mandates.
• Review for proper placement of SEC-required legends and disclaimers.
• Assess the "Accredited Investor" verification procedures outlined in your docs.
• Check for "Bad Actor" disqualification compliance language.
• Provide a summary of compliance strengths and weaknesses.

Why choose me:

• Expert Counsel: Licensed U.S. attorney with a deep focus on SEC regulations.
• Compliance Minded: I prioritize the legal safety of the issuer and the company.
• Professional Rigor: I apply institutional standards to every review.
• Bar Verified: My credentials (Bar #104718) provide the authority your project needs.